BFSI

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  1. Webinar

    How to be a Strategic Leader in 2022

    Rebecca Staton-Reinstein

    28 Jun 2022, Tuesday   10:30 AM PDT   90 Mins   WEB14499

  2. Webinar

    ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

    Donna K Olheiser

    06 Apr 2021, Tuesday   10:00 AM PDT   90 Mins   WEB01475

    This 90-minute session will provide the details on what is different and how the Federal Government has adopted the NACHA Operating Rules and what the exceptions to those Rules incorporate for the Federal Government.

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  3. Webinar

    Recent UPDATES to the Rules Stop Payments vs Unauthorized Entries – Are You in Compliance?

    Donna K Olheiser

    26 Apr 2022, Tuesday   10:00 AM PDT   90 Mins   WEB01472

    This session will provide an overview of the changes to Same Day ACH (SDA)-(effective March 2021), the Unauthorized Return process with a new Return Reason Code R11 and the ACH Contact Registry (both effective in 2021) – NEW!!! and more!

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  4. Webinar

    Financial Projections for Determining Long-Term Cash Flow Repayment Ability

    Dev Strischek

    14 Apr 2022, Thursday   10:00 AM PDT   90 Mins   WEB01468

    The session will explain the importance of revenues in projecting financial statements and cash flow.

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  5. Webinar

    Fundamentals of Construction Lending and Real Estate Credit Administration

    Dev Strischek

    17 Mar 2022, Thursday   10:00 AM PDT   90 Mins   WEB01460

    This webinar addresses how to mitigate the higher risk, and it offers advice and guidance in how to extend construction loans safely and profitably.

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  6. Webinar

    Why EBITDA Doesn’t Spell Cash Flow and What Does

    Dev Strischek

    17 May 2022, Tuesday   10:00 AM PDT   90 Mins   WEB01455

    This session will explain why EBITDA does not measure cash flow and what more accurate measures are available.

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  7. Webinar

    Form 1099 -MISC and 1099-NEC Due Diligence

    Patrick Haggerty

    03 May 2022, Tuesday   10:00 AM PDT   90 Mins   WEB01447

    This webinar will cover the latest updates for Form 1099-MISC and Form 1099-NEC.

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  8. Webinar

    Procure-to-Pay Fraud: Purchasing, Receiving and Disbursement Fraud Controls

    Peter Goldmann

    18 Nov 2021, Thursday   10:00 AM PDT   90 Mins   WEB00171

    This P2P fraud control webinar will discuss how to prevent procure-to-pay fraud by understanding the red flags in all three stages of purchasing, receiving and disbursements.

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  9. Webinar

    Basics of The Bank Secrecy Act

    Donna K Olheiser

    15 Feb 2022, Tuesday   10:00 AM PDT   90 Mins   WEB00166

    This session will outline the Basics of BSA, what it means to financial institutions and how to apply the processes behind BSA to ensure compliance.

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BFSI and Compliance Training

The financial sector is subject to numerous changing and updated rules and regulations. With risk management, governance, and compliance as prerequisites for an institution's legal and ethical functioning, compliance training is a requirement for financial organizations.

Laws and Regulations such as the USA Patriot Act, the BSA Act, and the Dodd Frank Wall Street Reform have been written and amended for effective implementation of financial institutions. With many reforms in regulations and constant updates and changes, regulatory information often becomes obscure in the absence of an explanatory medium.

Our services will cover this grey area for you. Our programs are designed to provide informational and practical knowledge of compliance and governance regulations.  The training programs will arm you with essential information and knowledge about the rapidly evolving BSFI and compliance regulations. It will enable you and your company to comply with mandatory provisions laid down by the various regulatory legislations.

The Bank Secrecy Act instructs financial institutions to develop and maintain a company compliance program meeting the Act's requirements. The program must be developed to suit the operational and risk management needs of financial organizations. Mandatory requirements include:

  • Internal controls to assure compliance
  • Independent testing for compliance
  • Designating individuals to monitor company compliance
  • Training for appropriate staff and employees

AML (anti-money laundering) regulation is also an integral part of compliance training. FINRA examines an institution's records concerning AML regulations. It also sets minimum standards for the development of company compliance programs. AML regulations are also subject to development and changes from the SEC and OFAC.

Banking Compliance Training

In the midst of constant reforms and regulations, financial institutions need to keep themselves and their employees updated and trained. Our training programs will keep you informed and updated with new rules and mandatory measures. We offer extensive and detailed courses catering to staff dealing directly with customers to compliance officers and risk managers. Our training programs range from introductory to advanced courses to meet your requirements.

We provide opportunities for regulatory training, professional development, and networking as well. Our presenters are experienced and leading individuals within the industry. We provide easy and flexible access to our training programs. The formats available are:

  • Seminars
  • Webinars
  • On-demand and recorded programs
  • Flash Drive/Pendrive

GRC Advisory Online is a leading database for quality and compliance-related resources. Here you don't have to search for relevant information, as we bring the information to you! Browse and avail of our services to stay at the top of your field.

If you have any queries and suggestions regarding our BFSI and compliance training, please write to us at [email protected] or call +1-833-827-3272 (Toll Free).

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