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  1. Webinar

    Procure-to-Pay Fraud: Purchasing, Receiving and Disbursement Fraud Controls

    Peter Goldmann

    18 Nov 2021, Thursday   10:00 AM PDT   90 Mins   WEB00171

    This P2P fraud control webinar will discuss how to prevent procure-to-pay fraud by understanding the red flags in all three stages of purchasing, receiving and disbursements.

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  2. Webinar

    Basics of The Bank Secrecy Act

    Donna K Olheiser

    28 Oct 2021, Thursday   10:00 AM PDT   90 Mins   WEB00166

    This session will outline the Basics of BSA, what it means to financial institutions and how to apply the processes behind BSA to ensure compliance.

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  3. Webinar

    EBIT/EBITDA - Understanding Your Profit and Loss Statement

    Deborah Wolfe

    17 Nov 2021, Wednesday   10:00 AM PDT   90 Mins   WEB00159

    This training program will review different types profit and loss statements, including a QuickBooks profit and loss standard layout as a complex, multi-fund example.

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  4. Webinar

    Regulation E - Resolution Requirement

    Donna K Olheiser

    27 Sep 2021, Monday   10:00 AM PDT   90 Mins   WEB00155

    In this 90-minute session, the basics of Regulation E will be covered, which includes some basic definitions, such as consumer account and access device, which are relevant when disputes arise.

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  5. Webinar

    New NACHA Operating Rules Changes for 2022 and Beyond!

    Donna K Olheiser

    26 Jan 2022, Wednesday   10:00 AM PDT   90 Mins   WEB00144

    This session will provide an overview of the changes to Same Day ACH (SDA)-(effective March 2021), the Unauthorized Return process with a new Return Reason Code R11 and the ACH Contact Registry (both effective in 2021) – NEW!!! and more!

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BFSI and Compliance Training

The financial sector is subject to numerous changing and updated rules and regulations. With risk management, governance, and compliance as prerequisites for an institution's legal and ethical functioning, compliance training is a requirement for financial organizations.

Laws and Regulations such as the USA Patriot Act, the BSA Act, and the Dodd Frank Wall Street Reform have been written and amended for effective implementation of financial institutions. With many reforms in regulations and constant updates and changes, regulatory information often becomes obscure in the absence of an explanatory medium.

Our services will cover this grey area for you. Our programs are designed to provide informational and practical knowledge of compliance and governance regulations.  The training programs will arm you with essential information and knowledge about the rapidly evolving BSFI and compliance regulations. It will enable you and your company to comply with mandatory provisions laid down by the various regulatory legislations.

The Bank Secrecy Act instructs financial institutions to develop and maintain a company compliance program meeting the Act's requirements. The program must be developed to suit the operational and risk management needs of financial organizations. Mandatory requirements include:

  • Internal controls to assure compliance
  • Independent testing for compliance
  • Designating individuals to monitor company compliance
  • Training for appropriate staff and employees

AML (anti-money laundering) regulation is also an integral part of compliance training. FINRA examines an institution's records concerning AML regulations. It also sets minimum standards for the development of company compliance programs. AML regulations are also subject to development and changes from the SEC and OFAC.

Banking Compliance Training

In the midst of constant reforms and regulations, financial institutions need to keep themselves and their employees updated and trained. Our training programs will keep you informed and updated with new rules and mandatory measures. We offer extensive and detailed courses catering to staff dealing directly with customers to compliance officers and risk managers. Our training programs range from introductory to advanced courses to meet your requirements.

We provide opportunities for regulatory training, professional development, and networking as well. Our presenters are experienced and leading individuals within the industry. We provide easy and flexible access to our training programs. The formats available are:

  • Seminars
  • Webinars
  • On-demand and recorded programs
  • Flash Drive/Pendrive

GRC Advisory Online is a leading database for quality and compliance-related resources. Here you don't have to search for relevant information, as we bring the information to you! Browse and avail of our services to stay at the top of your field.

If you have any queries and suggestions regarding our BFSI and compliance training, please write to us at [email protected] or call +1-833-827-3272 (Toll Free).