BFSI Training

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  1. Webinar

    Excel Basics - Formulas and Functions 101

    Mike Thomas

    10 Nov 2022, Thursday   10:00 AM PDT   90 Mins   WEB14523

  2. Webinar

    Managing Difficult Employees

    Audrey Halpern

    20 Oct 2022, Thursday   10:00 AM PDT   60 Mins   WEB14521

    This webinar provides practical strategies for dealing with difficult people and situations in the workplace. The strategies that are covered in this webinar should offer a path to confidently address difficult employees before the situation gets out of hand.

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  3. Webinar

    6 Hours Virtual Seminar - Project Management for Non-Project Managers

    Rebecca Staton-Reinstein

    27 Oct 2022, Thursday   08:00 AM PDT   360 Mins   WEB14519

    Want to learn how to be a better project manager? You're in the right place. This class is a 6 hour virtual seminar that will teach you important skills like: project planning, creating and managing resources, effective communication and more.

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  4. Webinar

    Form W-9 Compliance to Avoid Penalties: TIN Verification, B Notices and Backup Withholding

    Patrick A Haggerty

    18 Oct 2022, Tuesday   10:00 AM PDT   90 Mins   WEB14518

    This webinar discusses how to establish procedures and best practices, including name/TIN verification, that avoid situations that can lead to penalties or, when such situations occur, establish the reasonable cause defense that allows your company to avoid penalties.

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  5. Webinar

    Payments Fraud: Detect and Prevent Check, ACH and P-Card Schemes

    Brian G. Rosenberg

    07 Oct 2022, Friday   10:00 AM PDT   90 Mins   WEB14516

    This webinar will help you to decide the right solution that suits your payment needs. We'll cover how a fraudster's check, ACH and P-Card schemes work, how to identify them and what precautions need to be taken.

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  6. Webinar

    EBIT/EBITDA - Understanding Your Profit and Loss Statement

    Brian G. Rosenberg

    29 Aug 2022, Monday   10:00 AM PDT   90 Mins   WEB14512

    The profit and loss statement is an incredibly important document that should be reviewed each month – driving questions and actions to improve performance. In this webinar learn about the components of P&L statements, the different ways to view this information, how to make them actionable, and red flags to watch out for.

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  7. Webinar

    Prepare for I-9 Audits by using a new I-9 correction and storage process that is accepted by the DHS

    Margie Faulk

    14 Jan 2021, Thursday   10:00 AM PDT   90 Mins   WEB14506

    The I-9 form is one of the most complicated document to complete as stated by many Employers.

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  8. Webinar

    How to be a Strategic Leader in 2022

    Rebecca Staton-Reinstein

    16 Aug 2022, Tuesday   10:30 AM PDT   90 Mins   WEB14499

  9. Webinar

    ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

    Donna K Olheiser

    06 Apr 2021, Tuesday   10:00 AM PDT   90 Mins   WEB01475

    This 90-minute session will provide the details on what is different and how the Federal Government has adopted the NACHA Operating Rules and what the exceptions to those Rules incorporate for the Federal Government.

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  10. Webinar

    Recent UPDATES to the Rules Stop Payments vs Unauthorized Entries – Are You in Compliance?

    Donna K Olheiser

    26 Apr 2022, Tuesday   10:00 AM PDT   90 Mins   WEB01472

    This session will provide an overview of the changes to Same Day ACH (SDA)-(effective March 2021), the Unauthorized Return process with a new Return Reason Code R11 and the ACH Contact Registry (both effective in 2021) – NEW!!! and more!

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BFSI and Compliance Training

The financial sector is subject to numerous changing and updated rules and regulations. With risk management, governance, and compliance as prerequisites for an institution's legal and ethical functioning, compliance training is a requirement for financial organizations.

Laws and Regulations such as the USA Patriot Act, the BSA Act, and the Dodd Frank Wall Street Reform have been written and amended for effective implementation of financial institutions. With many reforms in regulations and constant updates and changes, regulatory information often becomes obscure in the absence of an explanatory medium.

Our services will cover this grey area for you. Our programs are designed to provide informational and practical knowledge of compliance and governance regulations.  The training programs will arm you with essential information and knowledge about the rapidly evolving BSFI and compliance regulations. It will enable you and your company to comply with mandatory provisions laid down by the various regulatory legislations.

The Bank Secrecy Act instructs financial institutions to develop and maintain a company compliance program meeting the Act's requirements. The program must be developed to suit the operational and risk management needs of financial organizations. Mandatory requirements include:

  • Internal controls to assure compliance
  • Independent testing for compliance
  • Designating individuals to monitor company compliance
  • Training for appropriate staff and employees

AML (anti-money laundering) regulation is also an integral part of compliance training. FINRA examines an institution's records concerning AML regulations. It also sets minimum standards for the development of company compliance programs. AML regulations are also subject to development and changes from the SEC and OFAC.

Banking Compliance Training

In the midst of constant reforms and regulations, financial institutions need to keep themselves and their employees updated and trained. Our training programs will keep you informed and updated with new rules and mandatory measures. We offer extensive and detailed courses catering to staff dealing directly with customers to compliance officers and risk managers. Our training programs range from introductory to advanced courses to meet your requirements.

We provide opportunities for regulatory training, professional development, and networking as well. Our presenters are experienced and leading individuals within the industry. We provide easy and flexible access to our training programs. The formats available are:

  • Seminars
  • Webinars
  • On-demand and recorded programs
  • Flash Drive/Pendrive

GRC Advisory Online is a leading database for quality and compliance-related resources. Here you don't have to search for relevant information, as we bring the information to you! Browse and avail of our services to stay at the top of your field.

If you have any queries and suggestions regarding our BFSI and compliance training, please write to us at [email protected] or call +1-833-827-3272 (Toll Free).